Securities and Exchange Commission - PDFSEARCH.IO - Document Search Engine

Securities and Exchange Commission
Results: 36084

#	Item
321	International Regulate January 2014 Editorial Once again, European issues form the subject of the editorial. It is thought that regulators in a number of jurisdictions have been waiting for Europe to decide on Add to Reading List Source URL: www.bakertillycayman.com Language: English - Date: 2014-11-03 12:44:05 Economy Accounting Auditing Business Systemic risk Financial regulation International standards International Organization of Securities Commissions Audit Assurance services Credit rating agency U.S. Securities and Exchange Commission
322	Rules Relating to Supplemental Report on SIPC Membership 17 C.F.R. § Adopted MarchSECURITIES INVESTOR Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-07-05 15:13:24 United States securities law Finance Self-regulatory organizations Economy Investment Securities Investor Protection Corporation Government Securities Investor Protection Act U.S. Securities and Exchange Commission Net capital rule
323	Accounting Restatements and the Timeliness of Disclosures Brad Badertscher University of Notre Dame Jeffrey J. Burks* University of Notre Dame Add to Reading List Source URL: financialreg.nd.edu Language: English - Date: 2016-01-13 13:51:15 Economy Auditing Business Restatements of the Law United States law Enron scandal Financial Accounting Standards Board U.S. Securities and Exchange Commission Materiality
324	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 8-K/A Current Report Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2015-11-03 01:37:50 SEC filings Corporate finance Equity securities Options Warrant Form 10-K Form 8-K Fiduciary Economy Business
325	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-08-05 15:57:28 Finance Money SEC filings Financial regulation U.S. Securities and Exchange Commission Financial markets 73rd United States Congress Securities Exchange Act Futures contract Securities regulation in the United States Market liquidity Schedule TO
326	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-13 15:33:24 73rd United States Congress U.S. Securities and Exchange Commission Financial regulation Securities Exchange Act Securities regulation in the United States Finance New York Stock Exchange National Market System Futures contract Economy
327	NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION TO ANY U.S. PERSON OR INTO THE UNITED STATES OR ANY OTHER JURISDICTION WHERE IT IS UNLAWFUL TO DISTRIBUTE THIS ANNOUNCEMENT 9 August 2016 AFFINITY WATER PROGRAMME FINANCE LIMI Add to Reading List Source URL: stakeholder.affinitywater.co.uk Language: English - Date: 2016-08-09 05:54:23 Finance Economy Money Bond Stock market Financial markets 73rd United States Congress U.S. Securities and Exchange Commission Corporate finance Security London Stock Exchange Securities Act
328	As filed with the Securities and Exchange Commission on January 19, 2016 Registration No. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 Add to Reading List Source URL: www.mediageneral.com Language: English - Date: 2016-03-04 12:09:25 Economy Business Stock market Finance Corporate finance SEC filings Corporate law English law Proxy statement Proxy Mergers and acquisitions Securities Act
329	MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones d Add to Reading List Source URL: www.iosco.org Language: English - Date: 2016-08-05 07:13:35 Financial regulation International Organization of Securities Commissions Economy Systemic risk Securities commission Government Securities Commission of New Zealand Finance Trinidad and Tobago Securities and Exchange Commission Comisin Nacional del Mercado de Valores
330	Mandatory vs. Contractual Disclosure in Securities Markets: Evidence from the 1930s * Paul G. Mahoney (corresponding author) University of Virginia School of Law 580 Massie Road Add to Reading List Source URL: financialreg.nd.edu Language: English - Date: 2016-01-13 13:54:31 73rd United States Congress U.S. Securities and Exchange Commission Economy New Deal Business SEC filings Corporate crime Securities Exchange Act Securities regulation in the United States Securities Act New York Stock Exchange Voluntary disclosure

UPDATE